Nithya Gokul Associates
SEBI & Exchange Compliance

Listed CompanyServices

SEBI Compliance, Stock Exchange Filings & Listed Entity Advisory

Listed companies operate under a heightened compliance framework governed by SEBI and the stock exchanges. Our specialised listed company practice provides comprehensive secretarial services — from LODR compliance and insider trading frameworks to secretarial audits and investor grievance management — ensuring your listed entity meets every obligation accurately and on time.

SEBI LODR Specialists
BSE & NSE Filing Experts
Secretarial Audit (MR-3)
Insider Trading Frameworks

*Professional Fees. EMI Option Available.

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About This Service

Listed Company Services

Listed companies operate under a heightened compliance framework governed by SEBI and the stock exchanges. Our specialised listed company practice provides comprehensive secretarial services — from LODR compliance and insider trading frameworks to secretarial audits and investor grievance management — ensuring your listed entity meets every obligation accurately and on time.

SEBI compliance, stock exchange filings and listed company advisory. Our team of ICSI-qualified Company Secretaries brings 16+ years of hands-on experience across industries, delivering precision, speed, and absolute compliance confidence.

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16+
Years Experience
Trusted corporate advisory since 2010
500+
Clients Served
Startups to large corporations
100%
Compliance Rate
Zero penalty track record
PAN India
Service Coverage
Remote & on-site support
Our Services

What We Offer

SEBI compliance, stock exchange filings and listed company advisory. Explore our complete range of professional services under this category.

SEBI LODR Compliance

Comprehensive compliance under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — quarterly filings, annual reports, and event-based disclosures.

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Insider Trading Compliance (PIT)

Design and implementation of SEBI (Prohibition of Insider Trading) Regulations framework — UPSI management, trading windows, and designated person monitoring.

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Secretarial Audit (MR-3)

Mandatory secretarial audit under Section 204 of the Companies Act — comprehensive compliance review and issuance of the MR-3 report.

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Board & Committee Secretarial Services

Board meeting management, committee secretarial support, drafting board packs, recording minutes, and maintaining statutory registers.

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Investor Grievance Management

SCORES portal management, investor complaint resolution, and coordination with share transfer agents for efficient grievance redressal.

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Corporate Actions & Disclosures

Management of corporate actions — dividends, rights issues, buybacks, bonus shares — and all associated stock exchange intimations and disclosures.

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Why Choose Us

Why Industry Leaders Trust Nithya Gokul Associates

01

Specialist Listed-Company Practice

We focus exclusively on the unique compliance obligations of SEBI-regulated listed entities — not a generic corporate services approach.

02

Zero-Default Compliance Calendar

We maintain a master compliance calendar for every client ensuring no quarterly, annual, or event-based filing is ever missed.

03

Trusted Secretarial Auditors

Our ICSI-qualified Company Secretaries issue MR-3 reports accepted by auditors, SEBI, and stock exchanges.

04

Proactive Regulatory Monitoring

We track SEBI circulars, exchange notifications, and regulatory changes to keep your compliance framework continuously updated.

Work Flow

Our Engagement Process

A transparent, step-by-step approach to delivering results for your business.

01

Compliance Mapping

Map all applicable SEBI and exchange obligations to a customised master compliance calendar for the year.

02

Board Governance Setup

Structure board committees, implement insider trading policies, and establish governance frameworks.

03

Ongoing Filings

Prepare and submit all quarterly, annual, and event-based disclosures to stock exchanges and SEBI on time.

04

Audit & Reporting

Conduct the annual secretarial audit, issue the MR-3 report, and provide annual compliance health assessment.

SEBI LODR Specialists
BSE & NSE Filing Experts
Secretarial Audit (MR-3)
Insider Trading Frameworks
FAQs

Frequently Asked Questions